FINANCIAL AWARENESS QUIZ 10 (CHAPTER : SEBI) for SEBI, RBI and Other Banking Exams June 25, 2020June 10, 2021 CHAPTER: SEBI Please enter your email: 1. SEBI stands for: Securities and Exchange Bank of India Securities and Exchange Board for Investment Securities and Exchange Board of India None of the above Any of the above 2. Headquarter of SEBI is located at: New Delhi Mumbai Bangalore Hyderabad None of the above 3. SEBI was established in the year: 1992 1988 1991 1981 None of the above 4. SEBI get its statutory powers on: 17 April, 1992 15 April, 1992 12 April, 1992 15 January, 1992 None of These 5. Current Chairman of SEBI is: Upendra Kumar Sinha Arundhati Bhattacharya Uday Dharamlingam P K Chaturvedi None of the above 6. Which among the following complaints not dealt by SEBI: Complaints falling under the purview of the regulatory bodies like RBI, IRDA, PFEDA, CCI, FMC etc. Complaints regarding Pension Fund Complaints regarding Commodities All of Above None of the above 7. SCORES stands for: SEBI Complaints Redress System Special Complaints Redress System Sources for Complaints Redress System None of These Any of the above 8. Upendra Kumar Sinha joined as a chairman of SEBI since: 10 February, 2011 18 February, 2011 17 February, 2011 15 March, 2011 None of These 9. Basic functions of the Securities and Exchange Board of India is: To protect the interest of investors in securities To promote the development of securities market To Regulate the securities market and all matters connected therewith or incidental thereto All of the Above None of These 10. SEBI has to be responsive to the needs of which of the following: The Investors The Issuers of Securities The Market Intermediaries All of the Above None of These 11. Which of the following functions rolled into one body by SEBI: Quasi Legislative Quasi Judicial Quasi Executive All of the Above None of These 12. SEBI conducts ______ and _______action in its executive function and it passes ruling and orders in its judicial capacity: Efficient and Effective Investigation and Enforcement Regulation and Leadership Any of the above None of the above 13. For the discharge of its functions efficiently, SEBI has been vested with which of the following powers: Inspect the books of accounts and call for periodical returns from recognized stock exchanges Inspect the book of accounts of a financial intermediaries Compel certain companies to list their shares in one or more stock exchanges. All of the Above None of These 14. Which of the following term is incorrect: Circuit Broker Merchant Broker Stabled Broker None of These All of the above 15. The rolling cycle of T + 2 means, Settlement is done in______after trade date: 2 Days 2 Months 2 Weeks 4 Weeks None of the above Loading …